Asset Management Stocks
In the Financial Services Sector
- #
- TURN180 Degree Capital Corp
- A
- FAXAberdeen Asia-Pacific Income Fund Inc
- IAFAberdeen Australia Equity Fund Inc.
- AEFAberdeen Emerging Markets Equity Income Fund Inc
- AGDAberdeen Global Dynamic Dividend Fund
- FCOAberdeen Global Income Fund Inc
- AWPAberdeen Global Premier Properties Fund
- ACPAberdeen Income Credit Strategies Fund
- JEQAberdeen Japan Equity Fund Inc
- AODAberdeen Total Dynamic Dividend Fund
- ADXAdams Diversified Equity Fund
- PEOAdams Natural Resources Fund Inc
- AVKAdvent Convertible and Income Fund
- LCMAdvent/Claymore Enhanced Growth & Income Fund of Beneficial Interest
- AMGAffiliated Managers Group Inc.
- AKPAlliance California Municipal Income Fund Inc
- AWFAllianceBernstein Global High Income Fund Inc
- AFBAllianceBernstein National Municipal Income Fund Inc
- CBHAllianzGI Convertible & Income 2024 Target Term Fund
- NCVAllianzGI Convertible & Income Fund
- NCZAllianzGI Convertible & Income Fund II
- ACVAllianzGI Diversified Income & Convertible Fund
- NFJAllianzGI Dividend Interest & Premium Strategy Fund
- NIEAllianzGI Equity & Convertible Income Fund
- AFCAllied Capital Corporation 6.875% Notes due April 15 2047
- AGCAltimeter Growth Corp - Class A
- ACSFAmerican Capital Senior Floating Ltd.
- AMPAmeriprise Financial Inc
- ASRVPAmeriserv Financial Capital Trust I 8.45 % Gtd Beneficial Unsecured Secs 1998-30.6.28 Series A
- APO-AApollo Global Management Inc - 6.375% PRF PERPETUAL USD 25 - Ser A
- APO-BApollo Global Management Inc - 6.375% PRF PERPETUAL USD 25 - Ser B
- APOApollo Global Management Inc - Class A
- AINVApollo Investment Corporation
- AFTApollo Senior Floating Rate Fund Inc
- AIFApollo Tactical Income Fund Inc
- ARCCAres Capital Corp
- ARDCAres Dynamic Credit Allocation Fund Inc
- ARES-AAres Management Corp - 7% PRF PERPETUAL USD 25 - Ser A
- ARESAres Management Corp - Class A
- APAMArtisan Partners Asset Management Inc - Class A
- ASAASA Gold and Precious Metals Ltd
- AINCAshford Inc
- APBAsia Pacific Fund Inc. (The)
- B
- RILYB. Riley Financial Inc
- BCSFBain Capital Specialty Finance Inc
- SAN-BBanco Santander S.A. - FR PRF PERPETUAL USD 25 - Ser 6
- BCVBancroft Fund Ltd
- BCV-ABancroft Fund Ltd - 5.375% PRF PERPETUAL USD 25 - Ser A
- BKBank Of New York Mellon Corp
- BK-CBank Of New York Mellon Corp - 5.20% PRF PERPETUAL USD 25 - Ser C
- MCIBarings Corporate Investors
- BGHBarings Global Short Duration High Yield Fund
- MPVBarings Participation Investors
- BGIOBlackRock 2022 Global Income Opportunity Trust
- BJZBlackrock California Municipal 2018 Term Trust
- BFZBlackRock California Municipal Income Trust
- BKCCBlackRock Capital Investment Corp
- BHKBlackRock Core Bond Trust
- HYTBlackRock Corporate High Yield Fund Inc.
- BTZBlackRock Credit Allocation Income Trust
- DSUBlackRock Debt Strategies Fund, Inc.
- BGRBlackrock Energy & Resources Trust
- CIIBlackRock Enhanced Capital and Income Fund Inc
- BDJBlackRock Enhanced Equity Dividend Trust
- BOEBlackRock Enhanced Global Dividend Trust
- EGFBlackRock Enhanced Government Fund Inc
- BGYBlackRock Enhanced International Dividend Trust
- FRABlackrock Floating Rate Income Strategies Fund Inc
- BGTBlackRock Floating Rate Income Trust
- BFOBlackRock Florida Municipal 2020 Term Trust
- BMEBlackRock Health Sciences Trust
- BLKBlackrock Inc.
- BKTBlackRock Income Trust Inc
- BKNBlackRock Investment Quality Municipal Trust
- BLWBlackRock Limited Duration Income Trust
- BTABlackRock Long-Term Municipal Advantage Trust
- BZMBlackRock Maryland Municipal Bond Trust
- MHEBlackRock Massachusetts Tax-Exempt Trust
- BITBlackRock Multi-Sector Income Trust
- MUIBlackRock Muni Intermediate Duration Fund Inc
- MNEBlackrock Muni New York Intermediate Duration Fund Inc
- MUABlackRock Muniassets Fund Inc
- BPKBlackrock Municipal 2018 Term Trust
- BKKBlackRock Municipal 2020 Term Trust
- BTTBlackRock Municipal 2030 Target Term Trust
- BBKBlackRock Municipal Bond Trust
- BAFBlackRock Municipal Income Investment Quality Trust
- BBFBlackRock Municipal Income Investment Trust
- BYMBlackRock Municipal Income Quality Trust
- BFKBlackRock Municipal Income Trust
- BLEBlackRock Municipal Income Trust II
- MENBlackRock Munienhanced Fund Inc
- MUCBlackRock MuniHoldings California Quality Fund Inc
- MUHBlackRock MuniHoldings Fund II Inc
- MHDBlackRock MuniHoldings Fund Inc
- MFLBlackRock MuniHoldings Investment Quality Fund
- MUJBlackRock MuniHoldings New Jersey Quality Fund Inc
- MHNBlackRock MuniHoldings New York Quality Fund Inc
- MUEBlackRock MuniHoldings Quality Fund II Inc
- MUSBlackRock MuniHoldings Quality Fund Inc
- MVTBlackRock Munivest Fund II Inc
- MVFBlackRock MuniVest Fund, Inc
- MZABlackRock MuniYield Arizona Fund Inc
- MYCBlackRock MuniYield California Fund Inc
- MCABlackRock MuniYield California Quality Fund Inc
- MYDBlackRock MuniYield Fund Inc
- MYFBlackRock MuniYield Investment Fund
- MFTBlackRock MuniYield Investment Quality Fund
- MIYBlackRock MuniYield Michigan Quality Fund Inc
- MYJBlackRock MuniYield New Jersey Fund Inc
- MYNBlackRock MuniYield New York Quality Fund Inc
- MPABlackRock MuniYield Pennsylvania Quality Fund
- MQTBlackRock MuniYield Quality Fund II Inc
- MYIBlackRock MuniYield Quality Fund III Inc
- MQYBlackRock MuniYield Quality Fund Inc
- BLHBlackrock New York Municipal 2018 Term Trust
- BQHBlackrock New York Municipal Bond Trust of Beneficial Interest
- BSEBlackRock New York Municipal Income Quality Trust
- BNYBlackRock New York Municipal Income Trust
- BFYBlackRock New York Municipal Income Trust II
- BCXBlackRock Resources & Commodities Strategy Trust
- BSTBlackRock Science and Technology Trust
- BSDBlackRock Strategic Municipal Trust
- BBNBlackRock Taxable Municipal Bond Trust
- TCPCBlackRock TCP Capital Corp
- BUIBlackRock Utility Infrastructure & Power Opportunities Trust
- BHVBlackRock Virginia Municipal Bond Trust.
- BXBlackstone Group Inc (The) - Class A
- BGXBlackstone Long-Short Credit Income Fund
- BSLBlackstone Senior Floating Rate Term Fund
- BGBBlackstone Strategic Credit Fund
- BCORBlucora Inc
- DCFBNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc
- DHFBNY Mellon High Yield Strategies Fund
- DMBBNY Mellon Municipal Bond Infrastructure Fund Inc
- DMFBNY Mellon Municipal Income Inc
- DSMBNY Mellon Strategic Municipal Bond Fund Inc
- LEOBNY Mellon Strategic Municipals Inc
- BIFBoulder Growth & Income Fund Inc
- BWGBrandywineGLOBAL - Global Income Opportunities Fund Inc
- BSIGBrightSphere Investment Group Inc
- BAMBrookfield Asset Management Inc. - Class A
- INFBrookfield Global Listed Infrastructure Income Fund Closed End Fund
- RABrookfield Real Assets Income Fund Inc
- C
- GYBCABCO Series 2004-101 Trust Goldman Sachs Capital I Floating Rate Callable Certificates
- CHYCalamos Convertible and High Income Fund
- CHICalamos Convertible Opportunities and Income Fund
- CCDCalamos Dynamic Convertible and Income Fund
- CHWCalamos Global Dynamic Income Fund
- CGOCalamos Global Total Return Fund
- CSQCalamos Strategic Total Return Fund
- CNNECannae Holdings Inc
- CSWCCapital Southwest Corp.
- CPTACapitala Finance Corp
- CGCarlyle Group Inc (The)
- TCGPCarlyle Group LP 5.875 % Non Cum Red Perp Pfd Units Series A
- IGRCBRE Clarion Global Real Estate Income Fund
- CENCenter Coast Brookfield MLP & Energy Infrastructure Fund
- CEECentral and Eastern Europe Fund Inc (The)
- CETCentral Securities Corp
- CHNChina Fund Inc
- C-NCitigroup Capital XIII Tr Pfd Secs 2010-30.10.40 Global Fltg Rt
- CBAClearBridge American Energy MLP Fund Inc.
- EMOClearBridge Energy Midstream Opportunity Fund Inc
- CEMClearBridge MLP and Midstream Fund Inc
- CTRClearBridge MLP and Midstream Total Return Fund Inc
- GLVClough Global Dividend and Income Fund
- GLQClough Global Equity Fund
- GLOClough Global Opportunities Fund.
- CMFNCM Finance Inc
- FOFCohen & Steers Closed-End Opportunity Fund Inc.
- INBCohen & Steers Global Income Builder Inc. of Beneficial Interest
- CNSCohen & Steers Inc.
- UTFCohen & Steers Infrastructure Fund Inc
- LDPCohen & Steers Limited Duration Preferred and Income Fund Inc
- MIECohen & Steers MLP Income and Energy Opportunity Fund Inc
- RQICohen & Steers Quality Income Realty Fund, Inc.
- RNPCohen & Steers REIT & Preferred Income Fund, Inc.
- PSFCohen & Steers Select Preferred and Income Fund Inc
- RFICohen & Steers Total Return Realty Fund Inc
- STKColumbia Seligman Premium Technology Growth Fund Inc
- CLMCornerstone Strategic Value Fund
- CRFCornerstone Total Return Fund
- CCTCorporate Capital Trust Inc.
- CIKCredit Suisse Asset Management Income Fund Inc.
- DHYCredit Suisse High Yield Bond Fund
- SRFCushing Energy Income Fund of Beneficial Interest
- SRVCushing MLP & Infrastructure Total Return Fund
- SZCCushing NextGen Infrastructure Income Fund
- D
- MSPDatto Holding Corp
- DEXDelaware Enhanced Global Dividend & Income Fund
- VCFDelaware Investments Colorado Insured Municipal Income Fund Inc
- DDFDelaware Investments Dividend and Income Fund, Inc.
- VMMDelaware Investments Minnesota Municipal Income Fund II Inc
- VFLDelaware Investments National Municipal Income Fund
- KMMDeutsche Multi-Market Income Trust Common Sshares of Beneficial Interest
- KSTDeutsche Strategic Income Trust Shares of Beneficial Interest
- DHILDiamond Hill Investment Group, Inc. - Class A
- DNIDividend and Income Fund
- DNPDNP Select Income Fund Inc.
- DSLDoubleline Income Solutions Fund
- DBLDoubleLine Opportunistic Credit Fund
- DTFDTF Tax-Free Income Inc
- DSEDuff & Phelps Select MLP and Midstream Energy Fund Inc
- DUCDuff & Phelps Utility & Corporate Bond Trust
- DPGDuff & Phelps Utility and Infrastructure Fund Inc
- KTFDWS Municipal Income Trust
- KSMDWS Strategic Municipal Income Trust
- E
- GRFEagle Capital Growth Fund Inc
- EGIFEagle Growth and Income Opportunities Fund of Beneficial Interest
- ECCEagle Point Credit Company Inc
- ECCBEagle Point Credit Company Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
- ECCAEagle Point Credit Company Inc 7 3/4 % Pfd Shs Series A
- EHTEaton Vance 2021 Target Term Trust
- EVMEaton Vance California Municipal Bond Fund
- EIAEaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value
- CEVEaton Vance California Municipal Income Trust
- EVEaton Vance Corp. (Non Voting)
- EOIEaton Vance Enhanced Equity Income Fund
- EOSEaton Vance Enhanced Equity Income Fund II
- EFLEaton Vance Floating-Rate 2022 Target Term Trust
- EFFEaton Vance Floating-Rate Income Plus Fund
- EFTEaton Vance Floating-Rate Income Trust
- EVVEaton Vance Limited Duration Income Fund
- MABEaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value
- MMVEaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest
- MIWEaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value
- EMIEaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest
- EIMEaton Vance Municipal Bond Fund
- EIVEaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value
- ETXEaton Vance Municipal Income 2028 Term Trust
- EVNEaton Vance Municipal Income Trust
- EOTEaton Vance National Municipal Opportunities Trust
- EMJEaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value
- EVJEaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest
- ENXEaton Vance New York Municipal Bond Fund
- NYHEaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value
- EVYEaton Vance New York Municipal Income Trust
- EIOEaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value
- EVOEaton Vance Ohio Municipal Income Trust Shares of Beneficial Interest
- EIPEaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value
- EVPEaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest
- ETJEaton Vance Risk-Managed Diversified Equity Income Fund
- EFREaton Vance Senior Floating-Rate Trust
- EVFEaton Vance Senior Income Trust
- EVGEaton Vance Short Duration Diversified Income Fund
- EVTEaton Vance Tax Advantaged Dividend Income Fund
- ETGEaton Vance Tax-Advantaged Global Dividend Income Fund
- ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund
- ETBEaton Vance Tax-Managed Buy-Write Income Fund
- ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund
- EXDEaton Vance Tax-Managed Buy-Write Strategy Fund
- ETYEaton Vance Tax-Managed Diversified Equity Income Fund
- ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund
- EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund
- ECFEllsworth Growth and Income Fund Ltd
- ECF-AEllsworth Growth and Income Fund Ltd - 5.25% PRF PERPETUAL USD 25 - Se
- ECPGEncore Capital Group, Inc.
- EQSEquus Total Return Inc
- EEAEuropean Equity Fund Inc
- F
- FMNFederated Hermes Premier Municipal Income Fund
- FIIFederated Investors Inc. Class B
- FMOFiduciary/Claymore Energy Infrastructure Fund
- FDUSFidus Investment Corp
- FDEUFirst Trust Dynamic Europe Equity Income Fund
- FENFirst Trust Energy Income and Growth Fund
- FIFFirst Trust Energy Infrastructure Fund
- FFAFirst Trust Enhanced Equity Income Fund
- FSDFirst Trust High Income Long Short Fund
- FPFFirst Trust Intermediate Duration Preferred & Income Fund
- FEIFirst Trust MLP and Energy Income Fund
- FMYFirst Trust Mortgage Income Fund
- FPLFirst Trust New Opportunities MLP & Energy Fund
- FIVFirst Trust Senior Floating Rate 2022 Target Term Fund
- FCTFirst Trust Senior Floting Rate Income Fund II
- FGBFirst Trust Specialty Finance & Financial Opportunities Fund
- FEOFirst Trust-Aberdeen Emerging Opportunity Fund
- FAMFirst Trust-Aberdeen Global Opportunity Income Fund
- SVVCFirsthand Technology Value Fund Inc
- DFPFlaherty & Crumrine Dynamic Preferred and Income Fund Inc
- PFDFlaherty & Crumrine Preferred and Income Fund Inc
- PFOFlaherty & Crumrine Preferred and Income Opportunity Fund Inc
- FFCFlaherty & Crumrine Preferred and Income Securities Fund Inc
- FLCFlaherty & Crumrine Total Return Fund Inc
- FOCSFocus Financial Partners Inc - Class A
- FTFFranklin Limited Duration Income Trust
- BENFranklin Resources, Inc.
- FTFranklin Universal Trust
- FSKFS KKR Capital Corp
- G
- GCVGabelli Convertible and Income Securities Fund Inc
- GCV-BGabelli Convertible and Income Securities Fund Inc 6 % Cum.Pfd Shs Series B
- GDVGabelli Dividend & Income Trust
- GDV-GGabelli Dividend & Income Trust - 5.25% PRF PERPETUAL USD 25 - Ser G
- GDV-AGabelli Dividend & Income Trust 5 7/8 % Cum Pfd Shs Series A
- GDV-DGabelli Dividend & Income Trust 6 % Cum Pfd Shs Series D
- GAB-DGabelli Equity Trust Inc 5 7/8% Cum.Pfd Shs Series D
- GABGabelli Equity Trust Inc.
- GAB-HGabelli Equity Trust Inc. - 5% PRF PERPETUAL USD 25 - Ser H
- GAB-JGabelli Equity Trust Inc. - 5.45% PRF PERPETUAL USD 25 - Ser J
- GAB-GGabelli Equity Trust Inc. - SD PRF PERPETUAL USD 25 - Ser G 6.00%
- GGZGabelli Global Small and Mid Cap Value Trust
- GGZ-AGabelli Global Small and Mid Cap Value Trust - 5.45% PRF PERPETUAL USD
- GLUGabelli Global Utility & Income Trust.
- GLU-BGabelli Global Utility & Income Trust. - FXDFR PRF PERPETUAL USD 50 -
- GLU-AGabelli Global Utility & Income Trust. - SDFR PRF PERPETUAL USD 0.0001
- GGOGabelli Go Anywhere Trust
- GGO-AGabelli Go Anywhere Trust - 8% PRF PERPETUAL USD 40 - Ser A
- GRXGabelli Healthcare & WellnessRx Trust
- GRX-BGabelli Healthcare & WellnessRx Trust - 5.875% PRF PERPETUAL USD 25 -
- GRX-AGabelli Healthcare & WellnessRx Trust 5.76 % Cum Pfd Shs Series A
- GGTGabelli Multimedia Trust Inc
- GGT-EGabelli Multimedia Trust Inc - 5.125% PRF PERPETUAL USD 25 - Ser E
- GGT-BGabelli Multimedia Trust Inc 6 % Cum Pfd Shs Series B
- GUTGabelli Utility Trust
- GUT-CGabelli Utility Trust - 5.375% PRF PERPETUAL USD 25 - Ser C
- GUT-AGabelli Utility Trust - 5.625% PRF PERPETUAL USD 25 - Ser A
- GGNGAMCO Global Gold Natural Resources & Income Trust
- GGN-BGAMCO Global Gold Natural Resources & Income Trust - 5% PRF PERPETUAL
- GBLGamco Investors Inc - Class A
- GNTGAMCO Natural Resources, Gold & Income Trust
- GNT-AGAMCO Natural Resources, Gold & Income Trust - 5.20% PRF PERPETUAL USD
- GARSGarrison Capital Inc.
- GDLGDL Fund
- GDL-CGDL Fund - FXDVR PRF REDEEM 26/03/2025 USD 50 - Ser C
- GAMGeneral American Investors Co., Inc.
- GAM-BGeneral American Investors Co., Inc. - 5.95% PRF PERPETUAL USD 25 - Se
- GLADNGladstone Capital Corp 6% Cum Red Pfd Registered Shs Series 2024
- GLADGladstone Capital Corp.
- GAINGladstone Investment Corporation
- GAINMGladstone Investment Corporation - 6.25% PRF PERPETUAL USD 25 - Ser D
- GAINLGladstone Investment Corporation - 6.375% PRF REDEEM 31/08/2025 USD 25
- GAINNGladstone Investment Corporation 6.50% Series C Cumulative Term Preferred Stock Due 2022
- GAINOGladstone Investment Corporation 6.75% Series B Cumulative Term Preferred Stock
- ALLY-AGMAC Capital Trust I Trust Pfd Secs 2011-15.2.40 Gtd Series 2 Fltg Rt
- GERGoldman Sachs MLP and Energy Renaissance Fund
- GMZGoldman Sachs MLP Income Opportunities Fund
- GBDCGolub Capital BDC Inc
- GECCGreat Elm Capital Corp
- GECGreat Elm Capital Group Inc
- GSVCGSV Capital Corp
- GGMGuggenheim Credit Allocation Fund
- GPMGuggenheim Enhanced Equity Income Fund
- GOFGuggenheim Strategic Opportunities Fund
- GBABGuggenheim Taxbl Muni Bnd & Invtmnt Grd Debt Trst Com Shrs Of benf Int
- H
- HLNEHamilton Lane Inc - Class A
- HCAPHarvest Capital Credit Corp
- HNNAHennessy Advisors Inc
- CUBAHerzfeld Caribbean Basin Fund Inc
- PCFHigh Income Securities Fund
- HFROHighland Income Fund
- HRZNHorizon Technology Finance Corp
- I
- IFNIndia Fund Inc
- INSIInsight Select Income Fund
- VKIInvesco Advantage Municipal Income Trust II
- VBFInvesco Bond Fund
- VCVInvesco California Value Municipal Income Trust
- VTAInvesco Dynamic Credit Opportunities Fund
- IHITInvesco High Income 2023 Target Term Fund
- IHTAInvesco High Income 2024 Target Term Fund
- VLTInvesco High Income Trust II
- IVZInvesco Ltd
- OIAInvesco Municipal Income Opportunities Trust
- VMOInvesco Municipal Opportunity Trust
- VKQInvesco Municipal Trust
- VPVInvesco Pennsylvania Value Municipal Income Trust
- IQIInvesco Quality Municipal Income Trust
- VVRInvesco Senior Income Trust
- VGMInvesco Trust for Investment Grade Municipals
- VTNInvesco Trust For Investment Grade New York Municipals
- IIMInvesco Value Municipal Income Trust
- IVHIvy High Income Opportunities Fund
- J
- JHGJanus Henderson Group plc
- JOFJapan Smaller Capitalization Fund Inc.
- JEFJefferies Financial Group Inc
- BTOJohn Hancock Financial Opportunities Fund
- HEQJohn Hancock Hedged equity & Income Fund
- JHSJohn Hancock Income Securities Trust
- JHIJohn Hancock Investors Trust
- HPIJohn Hancock Preferred Income Fund
- HPFJohn Hancock Preferred Income Fund II
- HPSJohn Hancock Preferred Income Fund III
- PDTJohn Hancock Premium Dividend Fund
- HTDJohn Hancock Tax- Advantaged Dividend Income
- HTYJohn Hancock Tax-Advantaged Global Shareholder Yield Fund
- JPJupai Holdings Limited American Depositary Shares each representing six
- K
- KEDKayne Anderson Energy Development Company
- KYNKayne Anderson Energy Infrastructure Fund Inc
- KYN-FKayne Anderson MLP/Midstream Investment Company 3.5 % Red Pfd Registered Shs Series F
- KMFKayne Anderson NextGen Energy & Infrastructure Inc
- KYEKayne Anderson Total Energy Return Fund Inc.
- KCAPKCAP Financial Inc.
- KKRKKR & Co. Inc.
- KKR-BKKR & Co. Inc. - 6.50% PRF PERPETUAL USD 25 - Ser B
- KKR-AKKR & Co. Inc. - 6.75% PRF PERPETUAL USD 25 - Ser A
- KIOKKR Income Opportunities Fund
- KFKorea Fund Inc
- L
- LDFLatin American Discovery Fund Inc. (The)
- LGILazard Global Total Return and Income Fund Inc
- LORLazard World Dividend & Income Fund Inc.
- LMLegg Mason Inc.
- USALiberty All-Star Equity Fund
- ASGLiberty All-Star Growth Fund Inc
- SCDLMP Capital and Income Fund Inc
- M
- MGUMacquarie Global Infrastructure Total Return Fund Inc
- MFDMacquarie-First Tr. Global Inf. Utilities Div. & Income Fund
- MCNMadison Covered Call & Equity Strategy Fund
- MAINMain Street Capital Corporation
- MMDMainStay MacKay DefinedTerm Municipal Opportunities Fund
- MZFManaged Duration Investment Grade Municipal Fund
- MNManning & Napier Inc - Class A
- MCCMedley Capital Corp
- MDLYMedley Management Inc - Class A
- MTRMesa Royalty Trust
- MSBMesabi Trust
- MXEMexico Equity And Income Fund Inc
- MXFMexico Fund Inc
- MFCBMFC Bancorp Ltd.
- CCAMFS California Municipal Fund of Beneficial Interest
- MCRMFS Charter Income Trust
- MGFMFS Government Markets Income Trust
- CXEMFS High Income Municipal Trust
- CMUMFS High Yield Municipal Trust
- CIFMFS Intermediate High Income Fund
- MINMFS Intermediate Income Trust
- CXHMFS Investment Grade Municipal Trust
- MMTMFS Multimarket Income Trust
- MFMMFS Municipal Income Trust
- MFVMFS Special Value Trust
- HIEMiller/Howard High Income Equity Fund
- MCMoelis & Co - Class A
- APFMorgan Stanley Asia-Pacific Fund Inc.
- CAFMorgan Stanley China A Share Fund Inc
- MSDMorgan Stanley Emerging Markets Debt Fund Inc
- EDDMorgan Stanley Emerging Markets Domestic Debt Fund Inc
- MSFMorgan Stanley Emerging Markets Fund Inc.
- IIFMorgan Stanley India Investment Fund Inc
- MVCMVC Capital Inc
- N
- NBWNeuberger Berman California Municipal Fund Inc
- NHSNeuberger Berman High Yield Strategies Fund
- NMLNeuberger Berman MLP and Energy Income Fund Inc
- NBHNeuberger Berman Municipal Fund Inc
- NBONeuberger Berman New York Municipal Fund Inc
- NRONeuberger Berman Real Estate Securities Income Fund Inc
- HYBNew America High Income Fund Inc
- GFNew Germany Fund Inc
- IRLNew Ireland Fund Inc
- NMFCNew Mountain Finance Corp
- NYCB-UNew York Community Capital Trust V 6 % Bifurcated Option Note Unit Secs Cons of 1 6% Trust Pfd Sec 1.11.51 + 1 Wt 7.5.51
- NEWTNewtek Business Services Corp
- NHFNexPoint Strategic Opportunities Fund
- NOAHNoah Holdings Limited
- NTRSNorthern Trust Corp.
- NTRSPNorthern Trust Corporation Deposit Shs Repr 1/1000th 5.85 % Non-Cum Perp Pfd Shs Series C
- JMLPNuveen All Cap Energy MLP Opportunities Fund of Beneficial Interest
- NVGNuveen AMT-Free Municipal Credit Income Fund
- NUWNuveen AMT-Free Municipal Value Fund
- NEANuveen AMT-Free Quality Municipal Income Fund
- NAZNuveen Arizona Quality Municipal Income Fund
- NBDNuveen Build America Bond Opportunity Fund of Beneficial Interest
- NKXNuveen California AMT-Free Quality Municipal Income Fund
- NCBNuveen California Municipal Value Fund 2
- NCANuveen California Municipal Value Fund.
- NACNuveen California Quality Municipal Income Fund
- NXCNuveen California Select Tax-Free Income Portfolio
- NTCNuveen Connecticut Quality Municipal Income Fund
- JCENuveen Core Equity Alpha Fund
- JHBNuveen Corporate Income November 2021 Target Term Fund
- JCONuveen Credit Opportunities 2022 Target Term Fund
- JQCNuveen Credit Strategies Income Fund
- JDDNuveen Diversified Dividend and Income Fund
- DIAXNuveen Dow 30SM Dynamic Overwrite Fund
- JEMDNuveen Emerging Markets Debt 2022 Target Term Fund
- JMFNuveen Energy MLP Total Return Fund of Beneficial Interest
- NEVNuveen Enhanced Municipal Value Fund
- JFRNuveen Floating Rate Income Fund
- JRONuveen Floating Rate Income Opportunity Fund
- NKGNuveen Georgia Quality Municipal Income Fund
- JGHNuveen Global High Income Fund
- JHYNuveen High Income 2020 Target Term Fund of Beneficial Interest
- JHANuveen High Income December 2018 Target Term Fund
- JHDNuveen High Income December 2019 Target Term Fund of Beneficial Interest
- NIDNuveen Intermediate Duration Municipal Term Fund
- NIQNuveen Intermediate Duration Quality Municipal Term Fund
- NMYNuveen Maryland Quality Municipal Income Fund
- NMTNuveen Massachusetts Quality Municipal Income Fund
- NUMNuveen Michigan Quality Municipal Income Fund
- NMSNuveen Minnesota Quality Municipal Income Fund
- NOMNuveen Missouri Quality Municipal Income Fund
- JLSNuveen Mortgage and Income Fund
- JMTNuveen Mortgage Opportunity Term Fund 2 of Beneficial Interest
- JMMNuveen Multi-Market Income Fund
- NHANuveen Municipal 2021 Target Term Fund
- NZFNuveen Municipal Credit Income Fund
- NMZNuveen Municipal High Income Opportunity Fund
- NMINuveen Municipal Income Fund
- NUVNuveen Municipal Value Fund Inc.
- QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund
- NJVNuveen New Jersey Municipal Value Fund
- NXJNuveen New Jersey Quality Municipal Income Fund
- NRKNuveen New York AMT-Free Quality Municipal Income Fund
- NNYNuveen New York Municipal Value Fund
- NYVNuveen New York Municipal Value Fund 2
- NANNuveen New York Quality Municipal Income Fund
- NXNNuveen New York Select Tax-Free Income Portfolio
- NNCNuveen North Carolina Quality Municipal Income Fund
- NUONuveen Ohio Quality Municipal Income Fund
- NPNNuveen Pennsylvania Municipal Value Fund
- NQPNuveen Pennsylvania Quality Municipal Income Fund
- JPCNuveen Preferred & Income Opportunities Fund
- JPSNuveen Preferred & Income Securities Fund
- JPTNuveen Preferred and Income 2022 Term Fund
- JPINuveen Preferred and Income Term Fund
- NADNuveen Quality Municipal Income Fund
- JRINuveen Real Asset Income and Growth Fund
- JRSNuveen Real Estate Income Fund.
- BXMXNuveen S&P 500 Buy-Write Income Fund
- SPXXNuveen S&P 500 Dynamic Overwrite Fund
- NIMNuveen Select Maturities Municipal Fund
- NXPNuveen Select Tax-Free Income Portfolio
- NXQNuveen Select Tax-Free Income Portfolio 2
- NXRNuveen Select Tax-Free Income Portfolio 3
- NSLNuveen Senior Income Fund
- JSDNuveen Short Duration Credit Opportunities Fund
- JTDNuveen Tax-Advantaged Dividend Growth Fund
- JTANuveen Tax-Advantaged Total Return Strategy Fund
- NBBNuveen Taxable Municipal Income Fund
- NTXNuveen Texas Quality Municipal Income Fund
- NPVNuveen Virginia Quality Municipal Income Fund
- O
- OAK-BOaktree Capital Group LLC - 6.55% PRF PERPETUAL USD 25 - Ser B
- OAK-AOaktree Capital Group LLC - 6.625% PRF PERPETUAL USD 25 - Ser A
- OAKOaktree Capital Group LLC Class A
- OCSIOaktree Strategic Income Corp
- OZMOch-Ziff Capital Management Group LLC Class A
- OFSOFS Capital Corp
- OHAIOHA Investment Corporation
- OXLCMOxford Lane Capital Corp - 6.75% PRF REDEEM 30/06/2024 USD 25 - Ser 20
- OXLCOOxford Lane Capital Corp - 7.50% PRF PERPETUAL USD 25 - Ser 2023
- OXSQOxford Square Capital Corp
- P
- PCMPCM Fund Inc
- PFLTPennantPark Floating Rate Capital Ltd
- PNNTPennantPark Investment Corporation
- GHYPGIM Global High Yield Fund Inc
- ISDPGIM High Yield Bond Fund Inc
- PCQPimco California Municipal Income Fund
- PCKPimco California Municipal Income Fund II
- PZCPimco California Municipal Income Fund III
- PTYPIMCO Corporate & Income Opportunity Fund
- PCNPIMCO Corporate & Income Strategy Fund
- PCIPIMCO Dynamic Credit and Mortgage Income Fund
- PDIPIMCO Dynamic Income Fund
- PGPPimco Global StocksPLUS & Income Fund
- PHKPimco High Income Fund
- PKOPimco Income Opportunity Fund
- PFLPimco Income Strategy Fund
- PFNPimco Income Strategy Fund II
- PMFPimco Municipal Income Fund
- PMLPimco Municipal Income Fund II
- PMXPimco Municipal Income Fund III
- PNFPimco New York Municipal Income Fund
- PNIPimco New York Municipal Income Fund II
- PYNPimco New York Municipal Income Fund III
- RCSPIMCO Strategic Income Fund Inc
- HNWPioneer Diversified High Income Trust.
- PHDPioneer Floating Rate Trust
- PHTPioneer High Income Trust
- MAVPioneer Municipal High Income Advantage Trust
- MHIPioneer Municipal High Income Trust
- PJCPiper Jaffray Companies
- PGZPrincipal Real Estate Income Fund
- PRIF-APriority Income Fund Inc - 6.375% PRF REDEEM 30/06/2025 USD 25 - Ser A
- PSECProspect Capital Corp
- PMMPutnam Managed Municipal Income Trust.
- PIMPutnam Master Intermediate Income Trust
- PMOPutnam Municipal Opportunities Trust
- PPTPutnam Premier Income Trust
- PZNPzena Investment Management Inc - Class A
- R
- RANDRand Capital Corp.
- UTGReaves Utility Income Fund
- RCGRENN Fund Inc
- RIVRiverNorth Opportunities Fund Inc
- OPPRiverNorth/DoubleLine Strategic opportunity fund Inc
- RIFRMR Real Estate Income Fund (MD)
- RGTRoyce Global Value Trust Inc
- RMTRoyce Micro-Cap Trust Inc
- RVTRoyce Value Trust Inc
- S
- SFESafeguard Scientifics, Inc.
- SMMSalient Midstream & MLP Fund
- SARSaratoga Investment Corp
- SCE-HSCE Trust III - FXDFR PRF PERPETUAL USD 25 - Ser H
- SCE-JSCE Trust IV - FXDFR PRF PERPETUAL USD 25 - Ser J
- SCE-KSCE Trust V - FXDFR PRF PERPETUAL USD 25 - Ser K
- SEICSEI Investments Co.
- SAMGSilvercrest Asset Management Group Inc - Class A
- TSLXSixth Street Specialty Lending Inc
- SLRCSolar Capital Ltd
- SUNSSolar Senior Capital Ltd
- SORSource Capital, Inc.
- SPESpecial Opportunities Fund Inc
- SPE-BSpecial Opportunities Fund Inc - 3.50% PRF PERPETUAL USD - Ser B
- FUNDSprott Focus Trust Inc
- CEFSprott Physical Gold and Silver Trust
- PHYSSprott Physical Gold Trust
- PSLVSprott Physical Silver Trust
- STT-EState Street Corp Deposit Shs Repr 1/4000th 6 % Non-Cum Perp Pfd Shs Series E
- STT-CState Street Corp Deposit Shs Repr 1/4000th Non-Cum Perp Pfd Shs Series C
- STTState Street Corp.
- STT-DState Street Corp. - FXDFR PRF PERPETUAL USD 25 - Ser D
- STT-GState Street Corp. - FXDFR PRF PERPETUAL USD 25 - Ser G
- SCMStellus Capital Investment Corp
- EDFStone Harbor Emerging Markets Income Fund
- EDIStone Harbor Emerging Markets Total Income Fund
- BANXStoneCastle Financial Corp
- SWZSwiss Helvetia Fund Inc
- GJRSynthetic Fixed-Income Securities Inc. STRATS Trust for Procter&Gamble Securities Series 2006-1
- T
- TROWT. Rowe Price Group Inc.
- TWNTaiwan Fund Inc
- CGBDTCG BDC Inc
- TSITCW Strategic Income Fund Inc
- HQHTekla Healthcare Investors
- THQTekla Healthcare Opportunities Fund
- HQLTekla Life Sciences Investors
- THWTekla World Healthcare Fund
- TDFTempleton Dragon Fund Inc
- EMFTempleton Emerging Markets Fund
- TEITempleton Emerging Markets Income Fund Inc
- GIMTempleton Global Income Fund Inc
- TCRDTHL Credit Inc.
- TSLFTHL Credit Senior Loan Fund of Beneficial Interest
- NDPTortoise Energy Independence Fund Inc
- NTGTortoise Midstream Energy Fund Inc
- TTPTortoise Pipeline & Energy Fund Inc
- TPZTortoise Power and Energy Infrastructure Fund, Inc.
- TYTri-Continental Corp.
- TPVGTriplePoint Venture Growth BDC Corp
- U
- GROWU.S. Global Investors, Inc. - Class A
- V
- VCTRVictory Capital Holdings Inc - Class A
- VGIVirtus Global Multi-Sector Income Fund
- VRTSVirtus Investment Partners Inc
- VRTSPVirtus Investment Partners Inc. Mandatory Conv Pfd Registered Shs Series D
- ZFVirtus Total Return Fund Inc.
- ZTRVirtus Total Return Fund Inc.
- IAEVoya Asia Pacific High Dividend Equity Income Fund
- IHDVoya Emerging Markets High Dividend Equity Fund
- VOYAVoya Financial Inc
- IGAVoya Global Advantage and Premium Opportunity Fund
- IGDVoya Global Equity Dividend and Premium Opportunity Fund
- IDEVoya Infrastructure, Industrials and Materials Fund
- IIDVoya International High Dividend Equity Income Fund
- IRRVoya Natural Resources Equity Income Fund
- PPRVoya Prime Rate Trust
- W
- WDRWaddell & Reed Financial, Inc. - Class A
- EODWells Fargo Global Dividend Opportunity Fund
- EADWells Fargo Income Opportunities Fund
- ERCWells Fargo Multi-Sector Income Fund
- ERHWells Fargo Utilities and High Income Fund
- TLIWestern Asset Corporate Loan Fund Inc
- EMDWestern Asset Emerging Markets Debt Fund Inc
- GDOWestern Asset Global Corporate Defined Opportunity Fund Inc
- EHIWestern Asset Global High Income Fund Inc
- HIXWestern Asset High Income Fund II Inc
- HIOWestern Asset High Income Opportunity Fund Inc
- HYIWestern Asset High Yield Defined Opportunity Fund Inc
- WIAWestern Asset Inflation-Linked Income Fund
- WIWWestern Asset Inflation-Linked Opportunities & Income Fund
- SBIWestern Asset Intermediate Muni Fund Inc
- IGIWestern Asset Investment Grade Defined Opportunity Trust Inc
- PAIWestern Asset Investment Grade Income Fund Inc
- MMUWestern Asset Managed Municipals Fund Inc
- DMOWestern Asset Mortgage Opportunity Fund Inc
- MTTWestern Asset Municipal Defined Opportunity Trust
- MHFWestern Asset Municipal High Income Fund Inc
- MNPWestern Asset Municipal Partners Fund Inc
- WEAWestern Asset Premier Bond Fund
- GFYWestern Asset Variable Rate Strategic Fund Inc.
- WHGWestwood Holdings Group Inc
- WHFWhiteHorse Finance Inc
- WINSWins Finance Holdings Inc.
- WETFWisdomtree Investments Inc
- X
- XFLTXAI Octagon Floating Rate & Alternative Income Term Trust
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